Job Description

The company is a leading Forex CFD broker, recognized as one of the fastest-growing in the industry. With a global presence in FX, CFD, precious metal, and commodity trading, it has established itself at the forefront of the market, earning trust from clients worldwide. To advance its goal of becoming a market leader, the company is expanding its team. Driven by a diverse group of seasoned professionals, it fosters a dynamic environment that encourages innovation and excellence. If you're passionate and motivated, explore the job opportunities with us.   

Roles & Responsibilities:   

• Develop, maintain, and manage compliance risk assessments and policies. 
• Monitor and address deficiencies in risk assessments and policies to ensure regulatory compliance. 
• Assist in fostering a strong compliance culture within the organisation. 
• Establish and oversee risk-based monitoring processes, conducting monthly reviews. 
• Create and implement action plans to address any monitoring issues or deficiencies. 
• Handle end-to-end client onboarding in accordance with legal requirements. 
• Review and approve legal documents, agreements, and financial promotions. 
• Serve as the main point of contact for staff, providing guidance and support. 
• Ensure all staff are trained on compliance obligations and keep accurate training records. 
• Provide regular compliance updates to the board and respond promptly to regulatory or law enforcement inquiries. 

Expectations & Requirements:   

• Comprehensive understanding of FCA regulations and experience managing institutional clients globally. 
• Exceptional organisational skills and time management capabilities. 
• Ability to work independently with minimal supervision. 
•  Flexibility to travel internationally to other branch locations as needed. 
• Proficiency in an additional European language such as Italian, Spanish, German, or Portuguese. 
• Must hold a Bachelor's degree in Finance, Accounting, or Economics. 
• Strategic approach to problem-solving and proactive in addressing challenges. 
• Highly motivated and collaborative team player with excellent communication skills. 
• Eager to share insights and contribute innovative suggestions.