Chief Compliance officer

Job Description

Responsibilities:

  • Defining the necessary level of knowledge on existing and emerging regulatory compliance requirements across the organization.
  • Developing the annual compliance work plan thatreflects the organization's unique characteristics.
  • Periodically revising the compliance plan in light of changes.
  • Guiding in a productive, professional way,the compliance teams.
  • Overseeing and monitoring the implementation of the compliance program.
  • Providing guidance, advice, and training.
  • Providing strategic direction to the managementteam on compliance.
  • Preparing and presenting clear and concise compliance reports to the Board.
  • Interacting with regulators on compliance issues.
  • Coordinating efforts related to audits,reviews, and examinations.
  • Developing policies and programs that encourage managers and employees to report suspected fraud and other improprieties, without fear of retaliation.
  • Coordinating internal compliance review and monitoring activities,including periodic reviews of departments.
  • Independently investigating and acting on matters related to compliance.
  • Monitoring external review processes.

Requirements:

  • He/She shall have experience of atleast in the Banking or Financial Services, out of which minimum 5 years shall be in Audit/ Finance/Compliance/Legal/Risk Management functions.

Please drop me your cv at sahil@fintop.co.uk to apply forthis amazing opportunity.

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