Deadline:20 December 2024 Job Type:PermanentContact Email:sahil@fintop.co.uk Apply Now
Job Description
Responsibilities:
Defining the necessary level of knowledge on existing and emerging regulatory compliance requirements across the organization.
Developing the annual compliance work plan thatreflects the organization's unique characteristics.
Periodically revising the compliance plan in light of changes.
Guiding in a productive, professional way,the compliance teams.
Overseeing and monitoring the implementation of the compliance program.
Providing guidance, advice, and training.
Providing strategic direction to the managementteam on compliance.
Preparing and presenting clear and concise compliance reports to the Board.
Interacting with regulators on compliance issues.
Coordinating efforts related to audits,reviews, and examinations.
Developing policies and programs that encourage managers and employees to report suspected fraud and other improprieties, without fear of retaliation.
Coordinating internal compliance review and monitoring activities,including periodic reviews of departments.
Independently investigating and acting on matters related to compliance.
Monitoring external review processes.
Requirements:
He/She shall have experience of atleast in the Banking or Financial Services, out of which minimum 5 years shall be in Audit/ Finance/Compliance/Legal/Risk Management functions.
Please drop me your cv at sahil@fintop.co.uk to apply forthis amazing opportunity.